Category Archives: checks

Conditional credit expectation rule

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In the models of both Kyle (1985) and Grossman and Stiglitz (1980), the equilibrium auction pricing rule is uniform in the sense that it generates a single price at which all orders are executed; in Glosten and Milgrom (1985) each order is executed at a different price, which is determined by the conditional expectation rule; however, the customer pays the same marginal price for each unit in the same order. One of the peculiarities of the LOB, by contrast, is that an order can be satisfied at different prices, as limit sell (buy) orders can be executed at or above (below) their limit price. It follows that within an LOB each market order or marketable limit order larger than the quantity available at the inside spread can be filled at different prices, by absorbing the liquidity available at the best bid offer and then walking up (or down) the book. Because buy (sell) orders can be executed at increasing (decreasing) limit prices, when a liquidity supplier posts his price and quantity he will take into account that his price can be picked up not only by traders willing to trade the quantity he offers, as in Glosten and Milgrom, but also by agents willing to submit larger orders. Hence, if the order size is a proxy for the private information held by the customer submitting the order, the liquidity supplier will quote a price that is higher than the one he would post in a bilateral transaction as in Glosten and Milgrom.

Different degrees of loans subordination

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A second method to slice the corporate bond universe, especially the financial sector, is by different degrees of subordination. We discuss the characteristics of different types of bank debt in detail. In summary, Tier 1 preferred, Upper Tier 2 and Lower Tier 2 differ from senior bank debt in two major dimensions: with respect to loss absorption and interest deferral features. Both Tier 1 and Upper Tier 2 capital are able to absorb losses. But while missed interest payments are canceled immediately for Tier 1 issues they are repaid at a later date for Upper Tier 2 bonds. On the other hand, Lower Tier 2 debt contains no loss absorption features.

Selection of your credit spread class

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The risk profile of a credit portfolio, in absolute terms as well as relative to a benchmark index, is largely determined by the weighting of different risk classes. Of course, the allocation of capital to riskier asset classes not only increases risk, but also offers ample opportunities for outperformance. From a top-down perspective there are various methods to split the corporate bond universe in different risk classes. Here the three most popular approaches are introduced: dividing the universe by rating classes, by degrees of subordination or by the degree of cyclicality of the different industries.

Money managers dance better for a price

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A money manager is not a psychologist for the difficult years. A money manager’s primary interest is in keeping your account, not helping you with your emotions. When the market and your account crash, a money manager is unlikely to admit his responsibility in loading up on overpriced stocks at the wrong time. More likely, he will attribute the loss to forces over which he is powerless and recommend you hold on for the certain recovery. Though recovery is never certain, and often takes decades, the money manager will be paid during the wait. Or the money manager might recommend a shift into less volatile bonds to quell your nerves. Typically, bonds require little research and monitoring for the money manager, and often they are chosen just as bond prices have peaked.

Your biggest liability working with a money manager is your sense of loyalty. You must be willing to cut and run when it becomes apparent that your money manager is not performing. Your ego also gets the best of you here. Beginning a conversation with “My money manager says…” indicates a degree of wealth and sophistication. “My index fund…” will only elicit boredom. Denial is not your friend either. You must analyze what your money manager is doing, get second opinions, and question him directly.

People pleasers will have difficulty here.

Managing Disbursement: Where the Accounts Payable System Earns Its Keep – part 2

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A good ACCOUNTS PAYABLE system can be used to forecast a payment schedule based on cash availability, anticipated income, and past policy practices. Then line up vendors in payment order, according to preference. Some will grumble, but the smart ones know they have little choice. If they don’t play along, it will take that much longer to be paid.

Vendors unhappy with your company’s payment policies won’t be vendors very long. Give preferred suppliers priority status and reward them with more prompt payment. They will likely return the favor with better service and more understanding if your company really gets into a bind.

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